Senior Supervisor, Managed Accounts

Calgary - Centennial 2200

250 5th St. SW

Suite 2200

Calgary, AB T2P0R4, CAN

Calgary - Centennial 2200

250 5th St. SW

Suite 2200

Calgary, AB T2P0R4, CAN

Location : this in-office position will be located at our Toronto or Calgary office.

Our organization :

Founded in 2017, Wellington-Altus Financial (Wellington-Altus) is the parent company to Wellington-Altus Private Counsel Inc., Wellington-Altus USA Inc., Wellington-Altus Insurance Inc., Wellington-Altus Group Solutions Inc., Independent Advisor Solutions Inc., and Wellington-Altus Private Wealth Inc.—the top-rated

• investment dealer in Canada and one of Canada’s Best Managed Companies. With nearly $40 billion in assets under administration and offices across the country, Wellington-Altus identifies with successful, entrepreneurial advisors and portfolio managers and their high-net-worth clients.
• Investment Executive 2025 Brokerage Report Card.

The opportunity :

Reporting to the Associate Vice-President, Compliance Advisory Services,the Senior Supervisor, Managed Accounts, is registered with CIRO to supervise the activities of Portfolio Managers of WAPW with a focus on internal managed account platforms and business standards. The successful candidate will also play a key role in the oversight of WAPC and WAUSA.

Key responsibilities include :

The ideal candidate will possess :

Minimum of 10+ years’ financial services experience, preferably all of which working for a Dealer Member or ICPM.

In-depth knowledge of the financial services industry, including understanding of regulatory requirements of CIRO, securities commissions and the SEC as well as other regulators.

Knowledge of the regulatory framework in Canada, proficiency with CIRO rules and regulations and provincial securities legislation.

Proficiency with the MS Office suite, including Word, Excel, PowerPoint, Teams, and Outlook.

Demonstrate a high level of accountability, reliability, adaptability, and innovation in accomplishing day-to-day work and long-term goals.

Exemplary interpersonal and influencing skills; an ability to communicate effectively and work collaboratively, across multiple mediums (in-person, over the phone, and virtually).

A high tolerance for ambiguity; highly adaptive and able to manage a large volume of competing priorities.

Strong critical thinking and written and verbal communication skills.

An ability to maintain the highest levels of confidentiality.

Strong organizational skills and attention to detail with the ability to prioritize effectively, handle multiple tasks and handle stress in a fast-paced environment.

Proven analytical and problem-solving skills.

Conditions of employment :

Wellington-Altus Private Wealth is strongly committed to equity and diversity within its community and welcomes applications from women, racialized persons, Indigenous peoples, persons with disabilities, and persons of all sexual orientations and genders. All qualified individuals who would contribute to the further diversification of our organization are encouraged to apply.

If you require accommodation for the recruitment process, please let us know at the point of application.

To apply :

Click the Apply for This Job button to submit your resume, cover letter and salary expectations. You will be contacted if you are selected for an interview. More information about working at Wellington-Altus can be found on our website at .

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