Compliance And Risk Analyst

We have a full time, permanent opportunity for an Analyst to join our Compliance and Risk team based at our Head office in Tauranga.

Compliance & Risk perform the critical function within Craigs Investment Partners of ensuring the company adheres to its regulatory and legislative obligations, while implementing the firm's risk management framework.

Building employee awareness throughout CIP to foster a continually strengthening Compliance and Risk culture is pertinent to Craigs' values and drives best client outcomes.

Reporting to the Head of Compliance and Risk, the Compliance and Risk Analyst act as the first point of contact for the frontline business handling a broad range of queries.

They must be equipped to provide a consistent high-quality level of response to ensure Craigs remains compliant with NZX Rules and legislation.

The Analyst also plays the key role in monitoring and reporting on business activities to ensure compliance.

Skills and Experience

Ideal candidates will have a relevant tertiary qualification in either finance or a business-related discipline, with at least three years' experience in financial services ideally in a compliance, regulation, audit or risk position.

Understanding the duties and requirements of the Financial Markets Conduct Act, the Code of Professional Conduct for Financial Services, Privacy Act, and AML / CFT Act, and the New Zealand and international financial services regulations is required.

The successful candidate will have excellent time management and organisational skills, with the ability to work to tight deadlines.

Having a positive attitude, an eye for detail and being an excellent communicator are a must.

Craigs Community / Volunteer Day

Additional week of leave (conditions apply)

Other leave (such as sick, bereavement, and family violence leave) from first day of employment

Parental leave - 26 weeks' pay 'top up' for eligible Primary Carers

Annual Health Check and flu vaccinations

Flexible work options

Savings benefits and preferential insurance rates

About the Company

Craigs Investment Partners (Craigs) is a multi-award-winning investment advisory firm which is one of the largest in New Zealand.

With 20 offices located throughout the country and over 600 employees, Craigs offers solutions and advice to both private investors, as well as corporate and institutional clients.

Why Craigs?

We pride ourselves on creating an environment where our people feel they belong and can bring their best self to work and feel valued.

We grow as a team and with our clients and are always looking to support our communities – both internal and external.

Our values build the foundation of how we work and how we provide great outcomes for our people and our clients.

If you are interested in the role, please submit your application online now as we will be interviewing suitable candidates as they apply.

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