Compliance And Risk Analyst

We have a 12-month fixed term opportunity for an Analyst to join our Compliance and Risk team based at our central Tauranga office on a part time basis.

The role is 22.5 hours per week which could either be worked as three days 8 : 30am until 5pm or potentially split over Monday to Friday with shorter days.Compliance & Risk perform the critical function within Craigs Investment Partners of ensuring the company adheres to its regulatory and legislative obligations, while implementing the firm's risk management framework.

Building employee awareness throughout CIP to foster a continually strengthening Compliance and Risk culture is pertinent to Craigs' values and drives best client outcomes.Reporting to the Head of Compliance and Risk, the Compliance and Risk Analyst plays the key role in supporting the Craigs' Qualified Intermediary (QI) Compliance framework.

This includes engaging with the business to provide training, guidance, and day to day support on all QI-related matters.

The role also involves overseeing and maintaining the processes that underpin Craigs' QI status, ensuring ongoing compliance and operational effectiveness.Skills and ExperienceIdeal candidates will have a relevant tertiary qualification in either finance or a business-related discipline, with at least three years' experience in financial services ideally in a compliance, regulation, audit or risk position.Understanding the duties and requirements of the Financial Markets Conduct Act, the Code of Professional Conduct for Financial Services, Privacy Act, and AML / CFT Act, and the New Zealand and international financial services regulations is required.The successful candidate will have excellent time management and organisational skills, with the ability to work to tight deadlines.

Having a positive attitude, an eye for detail and being an excellent communicator are a must.Craigs Community / Volunteer DayOther leave (such as sick, bereavement, and family violence leave) from first day of employmentAnnual Health Check and flu vaccinationsFlexible work optionsSavings benefits and preferential insurance ratesAbout the CompanyCraigs Investment Partners (Craigs) is a multi-award-winning investment advisory firm which is one of the largest in New Zealand.

With 19 offices located throughout the country and over 600 employees, Craigs offers solutions and advice to both private investors, as well as corporate and institutional clients.Why Craigs?

We pride ourselves on creating an environment where our people feel they belong and can bring their best self to work and feel valued.

We grow as a team and with our clients and are always looking to support our communities – both internal and external.

Our values build the foundation of how we work and how we provide great outcomes for our people and our clients.If you are interested in the role, please submit your application online now as we will be interviewing suitable candidates as they apply.

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